-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RkDdKU0SdgUeR3Zg5dJjzXP+4vAZ4LHSZ3eIzuO6epuK8gJ9chhNpWIbvi8tnpyE yqBDfZ2BqvHofQRvJka4AQ== 0000892251-02-000180.txt : 20020917 0000892251-02-000180.hdr.sgml : 20020917 20020917143414 ACCESSION NUMBER: 0000892251-02-000180 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020917 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ASBESTOS SETTLEMENT TRUST CENTRAL INDEX KEY: 0001040609 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O KEVIN IRWIN KEATING MUETHING & KLEKA STREET 2: 1800 PROVIDENT TOWER ONE EAST FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 MAIL ADDRESS: STREET 1: C/O KEVIN IRWIN KEATING MUETHING & KLEKA STREET 2: 1800 PROVIDENT TOWER ONE EAST FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: GEN BUILDING CONTRACTORS - RESIDENTIAL BUILDINGS [1520] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44983 FILM NUMBER: 02765801 BUSINESS ADDRESS: STREET 1: 1500 N DALE MABRY HWY CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 8138714811 MAIL ADDRESS: STREET 1: 1500 N DALE MABRY HWY STREET 2: 1500 NORTH MABRY HGWY CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 SC 13D/A 1 schedule13dno6.htm AMENDMENT NO. 6 Amendment No. 6

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

SCHEDULE 13D
(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDENTS THERETO FILED PURSUANT TO RULE 13d-2(a)

(Amendment No. 6)

Walter Industries, Inc.
(Name of Issuer)



Common Stock, par value $0.01 per share
(Title of Class of Securities)



93317 Q 10 5
(CUSIP Number)



Gary P. Kreider, Esq.
Keating, Muething & Klekamp, P.L.L.
One East Fourth Street, 14th Floor
Cincinnati, Ohio 45202
(513) 579-6411
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)



September 10, 2002
(Date of Event Which Requires Filing of this Statement)


        If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ].

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 

CUSIP No. 93317 Q 10 5                  13D                    Page 2 of 4 Pages

- --------- ----------------------------------------------------------------------
 1        NAME OF REPORTING PERSONS
          I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

          The Asbestos Settlement Trust     59-3304089
- --------- ----------------------------------------------------------------------
 2        CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*            (a) [ ]
          N/A                                                          (b) [ ]

- --------- ----------------------------------------------------------------------
 3        SEC USE ONLY


- --------- ----------------------------------------------------------------------
 4        SOURCE OF FUNDS*

          N/A
- --------- ----------------------------------------------------------------------
 5        CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
          TO ITEM 2(d) or 2(e)                                               [ ]

- --------- ----------------------------------------------------------------------
 6        CITIZENSHIP OR PLACE OF ORGANIZATION

          Florida
- ---------------------------- ------- -------------------------------------------
                              7      SOLE VOTING POWER
        NUMBER OF
         SHARES                      3,988,218
      BENEFICIALLY           ------- -------------------------------------------
        OWNED BY              8      SHARED VOTING POWER
          EACH
        REPORTING            ------- -------------------------------------------
       PERSON WITH            9      SOLE DISPOSITIVE POWER

                                     3,988,218
                             ------- -------------------------------------------
                             10      SHARED DISPOSITIVE POWER

- --------- ----------------------------------------------------------------------
11        AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

          3,988,218
- --------- ----------------------------------------------------------------------
12        CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
          CERTAIN SHARES*

- --------- ----------------------------------------------------------------------
13        PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

          8.99%
- --------- ----------------------------------------------------------------------
14        TYPE OF REPORTING PERSON*

          IN
- --------- ----------------------------------------------------------------------

                      *SEE INSTRUCTIONS BEFORE FILLING OUT!
          INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7,
      (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.

        This Amendment No. 6 further amends the Schedule 13D in the following respects:

Item 5.   Interest in Securities of Issuer.

(a) See page 2, nos. 11 and 13.

(b) See page 2, nos. 7-10.

(c) Since the July 30, 2002 Amendment No. 5 to the Schedule 13D, the Trust sold 550,944 shares of Walter Industries, Inc. Common Stock through open market sales. After the sales, the Trust owns 3,988,218 shares, or approximately 8.99%, of the outstanding Common Stock of Walter Industries, Inc. The following transactions were effected since July 30, 2002 by the Trust:

Sale Date

8/1/02
8/2/02
8/5/02
8/6/02
8/7/02
8/8/02
8/14/02
8/15/02
8/16/02
8/19/02
8/26/02
8/27/02
9/3/02
9/4/02
9/5/02
9/6/02
9/9/02
9/10/02
9/11/02
9/12/02 		Number of Shares Sold

3,700
31,124
8,600
15,100
15,900
31,000
12,200
22,800
50,600
32,200
11,000
15,720
48,000
55,500
29,900
40,000
10,500
44,000
59,300
13,800 		Price

$12.5741  
12.4564
12.1133
11.8254
11.5748
11.5594
12.0921
12.3557
12.2111
12.6968
13.1085
12.9925
12.4352
12.4990
12.5119
12.8226
12.6588
12.5561
12.6915
12.5816

(d) None.

(e) Not Applicable.






Page 3 of 4 Pages

SIGNATURE

        After reasonable inquiry and to the best of his respective knowledge and belief, the undersigned certifies that the information set forth in this Schedule 13D is true, complete and correct.





Date:   September 17, 2002

THE ASBESTOS SETTLEMENT TRUST
Sharon M. Meadows, Trustee


By: /s/Gary P. Kreider as Attorney-in-Fact
        Gary P. Kreider, Attorney-in-Fact






Page 4 of 4 Pages

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